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The Apache Tomcat Connector - AJP Protocol Reference

AJPv13

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Intro

The original document was written by Dan Milstein, danmil@shore.net on December 2000. The present document is generated out of an xml file to allow a more easy integration in the Tomcat documentation.

This describes the Apache JServ Protocol version 1.3 (hereafter ajp13). There is, apparently, no current documentation of how the protocol works. This document is an attempt to remedy that, in order to make life easier for maintainers of JK, and for anyone who wants to port the protocol somewhere (into jakarta 4.x, for example).

author

I am not one of the designers of this protocol -- I believe that Gal Shachor was the original designer. Everything in this document is derived from the actual implementation I found in the tomcat 3.x code. I hope it is useful, but I can't make any grand claims to perfect accuracy. I also don't know why certain design decisions were made. Where I was able, I've offered some possible justifications for certain choices, but those are only my guesses. In general, the C code which Shachor wrote is very clean and comprehensible (if almost totally undocumented). I've cleaned up the Java code, and I think it's reasonably readable.

Design Goals

According to email from Gal Shachor to the jakarta-dev mailing list, the original goals of JK (and thus ajp13) were to extend mod_jserv and ajp12 by (I am only including the goals which relate to communication between the web server and the servlet container):

  • Increasing performance (speed, specifically).
  • Adding support for SSL, so that isSecure() and getScheme() will function correctly within the servlet container. The client certificates and cipher suite will be available to servlets as request attributes.

Overview of the protocol

The ajp13 protocol is packet-oriented. A binary format was presumably chosen over the more readable plain text for reasons of performance. The web server communicates with the servlet container over TCP connections. To cut down on the expensive process of socket creation, the web server will attempt to maintain persistent TCP connections to the servlet container, and to reuse a connection for multiple request/response cycles.

Once a connection is assigned to a particular request, it will not be used for any others until the request-handling cycle has terminated. In other words, requests are not multiplexed over connections. This makes for much simpler code at either end of the connection, although it does cause more connections to be open at once.

Once the web server has opened a connection to the servlet container, the connection can be in one of the following states:

  • Idle
    No request is being handled over this connection.
  • Assigned
    The connecton is handling a specific request.

Once a connection is assigned to handle a particular request, the basic request informaton (e.g. HTTP headers, etc) is sent over the connection in a highly condensed form (e.g. common strings are encoded as integers). Details of that format are below in Request Packet Structure. If there is a body to the request (content-length > 0), that is sent in a separate packet immediately after.

At this point, the servlet container is presumably ready to start processing the request. As it does so, it can send the following messages back to the web server:

  • SEND_HEADERS
    Send a set of headers back to the browser.
  • SEND_BODY_CHUNK
    Send a chunk of body data back to the browser.
  • GET_BODY_CHUNK
    Get further data from the request if it hasn't all been transferred yet. This is necessary because the packets have a fixed maximum size and arbitrary amounts of data can be included the body of a request (for uploaded files, for example). (Note: this is unrelated to HTTP chunked tranfer).
  • END_RESPONSE
    Finish the request-handling cycle.

Each message is accompanied by a differently formatted packet of data. See Response Packet Structures below for details.

Basic Packet Structure

There is a bit of an XDR heritage to this protocol, but it differs in lots of ways (no 4 byte alignment, for example).

Byte order: I am not clear about the endian-ness of the individual bytes. I'm guessing the bytes are little-endian, because that's what XDR specifies, and I'm guessing that sys/socket library is magically making that so (on the C side). If anyone with a better knowledge of socket calls can step in, that would be great.

There are four data types in the protocol: bytes, booleans, integers and strings.

Byte
A single byte.
Boolean
A single byte, 1 = true, 0 = false. Using other non-zero values as true (i.e. C-style) may work in some places, but it won't in others.
Integer
A number in the range of 0 to 2^16 (32768). Stored in 2 bytes with the high-order byte first.
String
A variable-sized string (length bounded by 2^16). Encoded with the length packed into two bytes first, followed by the string (including the terminating '\0'). Note that the encoded length does not include the trailing '\0' -- it is like strlen. This is a touch confusing on the Java side, which is littered with odd autoincrement statements to skip over these terminators. I believe the reason this was done was to allow the C code to be extra efficient when reading strings which the servlet container is sending back -- with the terminating \0 character, the C code can pass around references into a single buffer, without copying. If the \0 was missing, the C code would have to copy things out in order to get its notion of a string. Note a size of -1 (65535) indicates a null string and no data follow the length in this case.

Packet Size

According to much of the code, the max packet size is 8 * 1024 bytes (8K). The actual length of the packet is encoded in the header.

Packet Headers

Packets sent from the server to the container begin with 0x1234. Packets sent from the container to the server begin with AB (that's the ASCII code for A followed by the ASCII code for B). After those first two bytes, there is an integer (encoded as above) with the length of the payload. Although this might suggest that the maximum payload could be as large as 2^16, in fact, the code sets the maximum to be 8K.
Packet Format (Server->Container)
Byte 0 1 2 3 4...(n+3)
Contents 0x12 0x34 Data Length (n) Data
Packet Format (Container->Server)
Byte 0 1 2 3 4...(n+3)
Contents A B Data Length (n) Data

For most packets, the first byte of the payload encodes the type of message. The exception is for request body packets sent from the server to the container -- they are sent with a standard packet header (0x1234 and then length of the packet), but without any prefix code after that (this seems like a mistake to me).

The web server can send the following messages to the servlet container:
Code Type of Packet Meaning
2 Forward Request Begin the request-processing cycle with the following data
7 Shutdown The web server asks the container to shut itself down.
8 Ping The web server asks the container to take control (secure login phase).
10 CPing The web server asks the container to respond quickly with a CPong.
none Data Size (2 bytes) and corresponding body data.

To ensure some basic security, the container will only actually do the Shutdown if the request comes from the same machine on which it's hosted.

The first Data packet is send immediatly after the Forward Request by the web server.

The servlet container can send the following types of messages to the web server:
Code Type of Packet Meaning
3 Send Body Chunk Send a chunk of the body from the servlet container to the web server (and presumably, onto the browser).
4 Send Headers Send the response headers from the servlet container to the web server (and presumably, onto the browser).
5 End Response Marks the end of the response (and thus the request-handling cycle).
6 Get Body Chunk Get further data from the request if it hasn't all been transferred yet.
9 CPong Reply The reply to a CPing request

Each of the above messages has a different internal structure, detailed below.

Request Packet Structure

For messages from the server to the container of type "Forward Request":

AJP13_FORWARD_REQUEST :=
    prefix_code      (byte) 0x02 = JK_AJP13_FORWARD_REQUEST
    method           (byte)
    protocol         (string)
    req_uri          (string)
    remote_addr      (string)
    remote_host      (string)
    server_name      (string)
    server_port      (integer)
    is_ssl           (boolean)
    num_headers      (integer)
    request_headers *(req_header_name req_header_value)
    attributes      *(attribut_name attribute_value)
    request_terminator (byte) OxFF

The request_headers have the following structure:

req_header_name := 
    sc_req_header_name | (string)  [see below for how this is parsed]

sc_req_header_name := 0xA0xx (integer)

req_header_value := (string)

The attributes are optional and have the following structure:

attribute_name := sc_a_name | (sc_a_req_attribute string)

attribute_value := (string)

Not that the all-important header is "content-length', because it determines whether or not the container looks for another packet immediately.

Detailed description of the elements of Forward Request.

request_prefix

For all requests, this will be 2. See above for details on other prefix codes.

method

The HTTP method, encoded as a single byte:

Command NameCode
OPTIONS1
GET2
HEAD3
POST4
PUT5
DELETE6
TRACE7
PROPFIND8
PROPPATCH9
MKCOL10
COPY11
MOVE12
LOCK13
UNLOCK14
ACL15
REPORT16
VERSION-CONTROL17
CHECKIN18
CHECKOUT19
UNCHECKOUT20
SEARCH21
MKWORKSPACE22
UPDATE23
LABEL24
MERGE25
BASELINE_CONTROL26
MKACTIVITY27

Later version of ajp13, when used with mod_jk2, will transport additional methods, even if they are not in this list.

protocol, req_uri, remote_addr, remote_host, server_name, server_port, is_ssl

These are all fairly self-explanatory. Each of these is required, and will be sent for every request.

Headers

The structure of request_headers is the following: First, the number of headers num_headers is encoded. Then, a series of header name req_header_name / value req_header_value pairs follows. Common header names are encoded as integers, to save space. If the header name is not in the list of basic headers, it is encoded normally (as a string, with prefixed length). The list of common headers sc_req_header_nameand their codes is as follows (all are case-sensitive):

NameCode valueCode name
accept0xA001SC_REQ_ACCEPT
accept-charset0xA002SC_REQ_ACCEPT_CHARSET
accept-encoding0xA003SC_REQ_ACCEPT_ENCODING
accept-language0xA004SC_REQ_ACCEPT_LANGUAGE
authorization0xA005SC_REQ_AUTHORIZATION
connection0xA006SC_REQ_CONNECTION
content-type0xA007SC_REQ_CONTENT_TYPE
content-length0xA008SC_REQ_CONTENT_LENGTH
cookie0xA009SC_REQ_COOKIE
cookie20xA00ASC_REQ_COOKIE2
host0xA00BSC_REQ_HOST
pragma0xA00CSC_REQ_PRAGMA
referer0xA00DSC_REQ_REFERER
user-agent0xA00ESC_REQ_USER_AGENT

The Java code that reads this grabs the first two-byte integer and if it sees an '0xA0' in the most significant byte, it uses the integer in the second byte as an index into an array of header names. If the first byte is not '0xA0', it assumes that the two-byte integer is the length of a string, which is then read in.

This works on the assumption that no header names will have length greater than 0x9999 (==0xA000 - 1), which is perfectly reasonable, though somewhat arbitrary. (If you, like me, started to think about the cookie spec here, and about how long headers can get, fear not -- this limit is on header names not header values. It seems unlikely that unmanageably huge header names will be showing up in the HTTP spec any time soon).

Note: The content-length header is extremely important. If it is present and non-zero, the container assumes that the request has a body (a POST request, for example), and immediately reads a separate packet off the input stream to get that body.

Attributes

The attributes prefixed with a ? (e.g. ?context) are all optional. For each, there is a single byte code to indicate the type of attribute, and then a string to give its value. They can be sent in any order (thogh the C code always sends them in the order listed below). A special terminating code is sent to signal the end of the list of optional attributes. The list of byte codes is:

InformationCode ValueNote
?context0x01Not currently implemented
?servlet_path0x02Not currently implemented
?remote_user0x03
?auth_type0x04
?query_string0x05
?route0x06
?ssl_cert0x07
?ssl_cipher0x08
?ssl_session0x09
?req_attribute0x0AName (the name of the attribut follows)
?ssl_key_size0x0B
?secret0x0C
?stored_method0x0D
are_done0xFFrequest_terminator

The context and servlet_path are not currently set by the C code, and most of the Java code completely ignores whatever is sent over for those fields (and some of it will actually break if a string is sent along after one of those codes). I don't know if this is a bug or an unimplemented feature or just vestigial code, but it's missing from both sides of the connection.

The remote_user and auth_type presumably refer to HTTP-level authentication, and communicate the remote user's username and the type of authentication used to establish their identity (e.g. Basic, Digest). I'm not clear on why the password isn't also sent, but I don't know HTTP authentication inside and out.

The query_string, ssl_cert, ssl_cipher, and ssl_session refer to the corresponding pieces of HTTP and HTTPS.

The route, as I understand it, is used to support sticky sessions -- associating a user's session with a particular Tomcat instance in the presence of multiple, load-balancing servers. I don't know the details.

Beyond this list of basic attributes, any number of other attributes can be sent via the req_attribute code (0x0A). A pair of strings to represent the attribute name and value are sent immediately after each instance of that code. Environment values are passed in via this method.

Finally, after all the attributes have been sent, the attribute terminator, 0xFF, is sent. This signals both the end of the list of attributes and also then end of the Request Packet.

Response Packet Structure

For messages which the container can send back to the server.

AJP13_SEND_BODY_CHUNK := 
  prefix_code   3
  chunk_length  (integer)
  chunk        *(byte)


AJP13_SEND_HEADERS :=
  prefix_code       4
  http_status_code  (integer)
  http_status_msg   (string)
  num_headers       (integer)
  response_headers *(res_header_name header_value)

res_header_name := 
    sc_res_header_name | (string)   [see below for how this is parsed]

sc_res_header_name := 0xA0 (byte)

header_value := (string)

AJP13_END_RESPONSE :=
  prefix_code       5
  reuse             (boolean)


AJP13_GET_BODY_CHUNK :=
  prefix_code       6
  requested_length  (integer)

Details:

Send Body Chunk

The chunk is basically binary data, and is sent directly back to the browser.

Send Headers

The status code and message are the usual HTTP things (e.g. "200" and "OK"). The response header names are encoded the same way the request header names are. See above for details about how the the codes are distinguished from the strings. The codes for common headers are:

NameCode value
Content-Type0xA001
Content-Language0xA002
Content-Length0xA003
Date0xA004
Last-Modified0xA005
Location0xA006
Set-Cookie0xA007
Set-Cookie20xA008
Servlet-Engine0xA009
Status0xA00A
WWW-Authenticate0xA00B

After the code or the string header name, the header value is immediately encoded.

End Response

Signals the end of this request-handling cycle. If the reuse flag is true (==1), this TCP connection can now be used to handle new incoming requests. If reuse is false (anything other than 1 in the actual C code), the connection should be closed.

Get Body Chunk

The container asks for more data from the request (If the body was too large to fit in the first packet sent over or when the request is chuncked). The server will send a body packet back with an amount of data which is the minimum of the request_length, the maximum send body size (8186 (8 Kbytes - 6)), and the number of bytes actually left to send from the request body.
If there is no more data in the body (i.e. the servlet container is trying to read past the end of the body), the server will send back an "empty" packet, which is a body packet with a payload length of 0. (0x12,0x34,0x00,0x00)

Questions I Have

What happens if the request headers > max packet size? There is no provision to send a second packet of request headers in case there are more than 8K (I think this is correctly handled for response headers, though I'm not certain). I don't know if there is a way to get more than 8K worth of data into that initial set of request headers, but I'll bet there is (combine long cookies with long ssl information and a lot of environment variables, and you should hit 8K easily). I think the connector would just fail before trying to send any headers in this case, but I'm not certain.

What about authentication? There doesn't seem to be any authentication of the connection between the web server and the container. This strikes me as potentially dangerous.


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